Wittgenstein’s Tractatus

It’s not difficult, Manuel. This is not a proposition from Wittgenstein.” –Basil Fawlty

Yes, it is.” — Me

Introduction

As the odd book title suggests, Wittgenstein’s Tractatus Logico-Philosophicus is very intimidating. He did not write for a general audience. He wrote for a handful of fellow logicians who already knew and understood Boole, Frege and Russell. As a result his short declarative sentences are dropped in situ without much in the way of context or explanation.

What is at the heart of the book? Basically, Wittgenstein shows us exactly how to take all of the propositions of language and represent them with mathematical precision in logical space. The facts picture (or mirror) the reality that they model. Thus, the world is a totality of “facts” rather than “things” (1.1). Yet, he did not do this in order to take inventory of the empirical facts of the world. That didn’t interest him. He wanted to show the limits of what can be said precisely in order to clear space for what cannot be said. “The sense of the world must lie outside the world. In the world everything is as it is, and everything happens as it does happen; in it no value exists—and if it did exist, it would have no value” (6.41). For him, this value is a mystical feeling that cannot be put into words. Traditional philosophers go wrong, he thinks, the moment they speculate about anything beyond empirical facts. In doing so they sully something important that should be beyond words.

This article is not about metaphysics so I’m not going to dwell on the mystical. My intention is to focus on Wittgenstein’s logical system. Facts, objects, and states of affairs on the one hand, propositions, pictures, signs and symbols on the other. These technical details are what tripped me up as an undergrad when I first tried to read and understand the text. My goal is to unpack his logic and explain to the best of my ability how it works. It’s up to you what to do with it, whether to climb up the ladder and kick it away, or to get a solid understanding of his logic just for the sake of it.

Terms

Before diving in, I want to sketch out some of Wittgenstein’s technical terms. At the most basic level are objects. Wittgenstein doesn’t give examples. But they are the immutable “metaphysical atoms” that make up the substance of the world (2.021). Objects are the most simple and indivisible unit of reality. Whatever it is that cannot be reduced any further is an object.

Objects combine to create a state of affairs. A state of affairs is a configuration of objects that stand in a determinate relation with each other (2.031). For example, “the cat is on the mat” consists of two things (cat and mat) related by way of one being on the other. States of affairs can exist or not exist.

A fact is the existence of a state of affairs. A state of affairs is the combination of objects that represent a logical possibility (2.01-2.0123). If the cat is sitting on the mat then this is a fact. If the cat is sprawled out on the chair instead, then the state of affairs does not exist and there is no corresponding fact either. This is a negative fact.

Logical space is the total number of possible states of affairs—what could happen—states of affairs that exist as well as those that do not (2.013-4). Logical space is fixed in advance (or baked in the cake as it were). There can “never be surprises in logic” (6.1251).

The world is the totality of existing states of affairs (facts) (1.1 and 2.04).

Reality is both the existence and non-existence of states of affairs (2.06).

A picture is a model (like a sentence, a sketch, or a thought) that shares the logical form of a possible state of affairs (2.12). A picture is true if it corresponds to the state of affairs it models, or false if it does not.

A logical form is an abstract structural pattern—the shared “blueprint”—that a picture and reality have in common (2.15). Suppose I draw a sketch of a cat sleeping on a mat. My sketch shares a spatial form with the real cat on the mat. Then I turn to you and say “look at that cat sleeping on the mat.” My words reflect the same situation, and you can look and see for yourself. Sketches, sentences (spoken or written), thoughts about what I see, all of these share logical form with what they depict in reality.

A thought is a kind of picture that is in the mind (3.001).

Propositions

Going back to ancient creation stories, our default view of language is one in which a name maps onto an object. In the Hebrew version, Adam points to and names livestock, birds, and beasts. This name-object correspondence is the common sense view of how language works. The early Wittgenstein largely agrees with this view, although he advocates for a more logically precise use of language. A major theme of his book is the assertion that our statements in ordinary language “reach right out” and touch reality.

We use language automatically. When we speak, we intuitively know what others are saying and what their words mean. We possess “the ability to construct languages capable of expressing every sense” while taking for granted how our words take on meaning (4.002). Even so, the conventions we use to understand each other are “enormously complicated” (4.002). Wittgenstein believes this is because ordinary language “disguises thought.”

A proposition is a way to express names in a particular logical form. Recall the earlier sentence “the cat is on the mat.” In Frege’s logic, the simplest expression of this kind of name-object correspondence is aRb which symbolically means “a stands in relationship R to b.” The cat (a) is on top of (R) a mat (b). Wittgenstein thinks sentences like this which are arranged in logical space, mirror the logical form of the world. “A proposition is a picture of reality. [It] is a model of reality as we imagine it” (4.01).

This brings us to a crucial point: the only reason our sentences (our propositions) picture reality is because they are logically structured (4.03). We cannot think illogically. We think and see the world in a logically-structured way. Suppose I describe a cat to you. I say it is a big lazy fur-ball who does nothing but sprawl himself out on a soft mat all day. You understand me. How is this so? You’ve never seen my cat. It’s because my description communicates its meaning to you. You can picture it in your mind’s eye. In Wittgenstein’s terms, my sentence constructs a possible real-world picture of a state of affairs.

To illustrate this structural mirroring, Wittgenstein refers to an old Grimm’s fairy tale called The Gold-Children: “Like the two youths in the fairy-tale, their two horses, and their lilies. They are all in a certain sense one” (4.014). In the story, the twins, the horses, and the flowers all grow from the same magical golden source, sharing an identical internal pattern despite being two distinct entities. For Wittgenstein, this fable perfectly illustrates mathematical isomorphism—the mirroring of our propositions in language with the objects of reality. Language and the world share the same structure. The same logical form. They come at it from different directions, but like the two youths in the fairy tale they are flip sides of the same coin.

But a picture cannot stand completely alone. For it to mean anything, it has to connect to the actual world. It must touch reality. If you peel back the complex layers of a proposition, you eventually run into its absolute simplest level: an elementary proposition, or what Bertrand Russell calls an “atomic” proposition. An elementary proposition consists of names. It is a nexus, a web, of names (4.22). To see exactly what these linguistic names are pointing to (or picturing), let’s build a very small world of dice and colors.

Objects

Our small world contains just four objects. Tractarian objects are for Wittgenstein what the elements were to the ancient Greeks: basic “metaphysical atoms” of reality. He doesn’t provide examples. He does say objects are simple (2.02), indivisible, immutable (2.0271) and “make up the substance of the world” (2.021). He asserts that “there must be objects, if the world is to have an unalterable form” (2.026). In other words, because there is a reality with rocks, trees, cats, quarks and molecules, there must exist subsistent objects at the most basic level that make up the substance of that complex reality.

I am going to populate this world—this “mini-universe” of four objects—with two six-sided dice and two colors: red and green. A small caveat. Under Wittgenstein’s definition above, a die is too complex to qualify as a simple object. After all, plastic has resin, a base polymer, molecules, and subatomic particles; but let that one slide. For illustration purposes as we move forward let’s just say the two dice and the two colors are simple objects.

Objects have internal properties. Suppose I were to try to think about a six-sided die that can have a seventh face. It’s not possible for me to do so. But I can imagine the six faces. And I know by definition that it is cube-shaped. And that it has a total of 21 pips across all six of its faces (1 + 2 + 3 + 4 + 5 + 6 = 21). The die having six faces, being shaped like a cube, and totaling 21 pips across all six faces are its internal properties.

Objects have possibility (2.014) and logical form (2.0141) when they combine with each other. Suppose I roll two dice. The possibilities are already baked into the cake so to speak: the two dice will come to rest with a sum total between 2 and 12. It’s not possible for the total to be less than 2 or greater than 12. A Wittgensteinian logical form then is the structure of what can be actualized in physical space when objects combine (2.033).

States of Affairs and the World

Suppose the dice are rolled and one die shows a 3 and the other shows a 4, for a total of 7. This configuration of the two dice is what Wittgenstein calls a “state of affairs” (2.01). Out of the total possibilities between 2 and 12, the configuration of 7 is one particular state of affairs. “In a state of affairs objects stand in a determinate relation to one another” (2.031). Put in logical terms, the positive fact is the existence of the states of affairs (rolled 3 and 4), while the negative facts are the non-existence of the other possible (but non-actualized) states of affairs. The dice show a 7. So snake eyes (1,1) or every other combination other than (3,4) do not exist as states of affairs in the world although they could have.

Because we know all the possibilities in advance we know that some states of affairs will exist and others will not. For instance, if the dice total 7 then that state of affairs exists and all of the other possibilities, like 2, 5 or 12, do not exist. This is true for all objects in our shared reality.

For Wittgenstein the world is all that is the case (1) and consists of the “totality of facts” and not of things (1.1). This means that of all the objects in the universe that interact with each other in possible states of affairs, the world is specifically the subset of those states of affairs that actually exist (2.04). Reality is the broader logical space—the total number of existent as well as possible but non-existent states of affairs (2.06).

If you’ve followed along with me this far you can see that Wittgenstein’s ontology is very radical. He tells us right at the start that the world is a collection of facts rather than things. This bucks the trend of Western philosophy, going back to the ancient Greeks, where reality consists of things: people, horses, oxen, rocks, trees, and so on. We’re used to seeing our world the way we see our living rooms. There’s a sofa, a chair, rug, and so on. Wittgenstein wants us to stop looking at nouns and instead look at the logical configurations of facts.

Pictures and Thoughts

Now we can see exactly how the world of facts and the world of language fit together. “We picture facts to ourselves” (2.1). A picture is a model of reality” (2.12). Starting with section 2.1 Wittgenstein shifts from reality to focus on how we say things that represent reality. This is called his Picture Theory. The main idea is that we can model a state of affairs with a thought, a sentence, a quick sketch, or anything that corresponds to the “situation in logical space” (2.11).

For example, in the world what exists are two dice that show 3 and 4. And I want to tell you the result of the dice roll and the colors. I can say “the red die is a 3 and the green one is a 4.” Or I could draw a quick sketch on a cocktail napkin with two squares and label them “r3” and “g4” respectively. A sentence or a sketch is a picture. And the picture is a fact (2.141). But a word of caution. The dice aside, the picture is the fact. It is a real entity in the world because there really is a sketch on a napkin or a sentence I just uttered. But the picture-as-fact doesn’t necessarily agree with the dice-as-fact. I might be wrong. I might have sketched it incorrectly. But at this point the picture contains the possibility of an accurate arrangement with the dice in reality. This is what Wittgenstein calls its “pictorial form” (2.151). Another way to say this is that my sentence or my sketch has the capacity to represent reality. The spatial form displays this representation.

The picture is true if (and only if) the picture’s structure matches (or corresponds to) the actual state of affairs it depicts. “A picture agrees with reality or fails to agree; it is correct or incorrect, true or false” (2.21). There isn’t a third entity that brokers this agreement with reality. There isn’t an “R” (as in aRb) out there in the world that is a sort of “glue” holding together the cat and the mat. The picture itself mirrors the reality it seeks to represent. It “is laid against reality like a measure” (2.1512) and “reaches right out” to reality and touches it. How do we know if a picture is true? We “must compare it with reality” (2.223). We can’t tell whether the picture is true or false just by analyzing logic or language. There are no true pictures prior to an actual comparison with reality. On its own, the picture merely displays a truth-possibility, and the truth of the picture is confirmed by matching it to what it represents in reality.

I roll two dice and look at the results. I think to myself “7.” Just as the picture displays its representation of reality, so too does my thought contain the logical form that I can picture to myself (3.001). Whatever is thinkable is in theory possible. But I cannot think of something illogical. For example, I cannot roll the dice again and think that they turned up 13. If I cannot think illogical thoughts about objects in reality, then I certainly can’t represent them in language. (Of course, I can think of a chimera or Pegasus. But I cannot think of a 7-sided die that is both red and green all over.)

Wittgenstein makes a distinction between thoughts about reality and thoughts that are disconnected from reality. Suppose I have the thought “a six-sided die once rolled must come up with a number between 1 and 6.” This is necessarily true. But its truth is not due to some amazing predictive ability or prior knowledge on my part. It’s tautological—true by definition. My having this thought is empty because it says nothing about the world itself. However, if I roll the die, see the results, and then have the thought “The die shows a 3” then this is a genuine thought. It carries with it the possibility that I might be wrong. To determine if it’s true, I have to compare my thought to the physical die as it sits on the table (3.05).

A thought “finds an expression” (3.1). This is to say, when I have thoughts about the world around me, I project them outward to the possible states of affairs in the world. In logic and language, these expressions are typically written down. When we project signs to say something about the world this is a proposition (3.12).

Names and Propositional Signs

For the sake of discussion, let me label the two dice and the two colors from our universe: die 1 is a, die 2 is b, red is r, and green is g. These labels are what Wittgenstein calls “simple signs” or names (3.202).

When I arrange names together to say something I create propositional signs (3.11). For example, I might write a propositional sign that says “a is 1” or “b is g.” This can get very involved as in “a is 3 and b is g and both equal 9.”

Remember how I said a picture is a fact that has the possibility of being true or false? The same applies to propositional signs. My saying “a is 1” does not make the die result come up 1. A propositional sign “includes all that the projection includes, but not what is projected” (3.13). For Wittgenstein, “a propositional sign is a fact” (3.14) and not just “a blend of words” (3.141). They stand together in a “determinate relation to one another.” This means that “a is 1” is meaningful but contains nothing more than the logical possibility that a die can roll might be a 1. Logic alone can tell us nothing about the world. It can only frame the possibilities of how the world might be structured and actualized.

“In a proposition a thought can be expressed in such a way that elements of the propositional sign correspond to the objects of the thought” (3.2). There is a one-to-one mapping between the sign and the object it represents. For example, I write “a and b are 7.” The two names (a and b) mean the object to which they point (die 1 and 2). “In a proposition a name is the representative of an object” (3.22).

This dynamic highlights Wittgenstein’s context principle: “Only propositions have sense; only in the nexus of a proposition does a name have meaning” (3.3). What he means is names like a and b in isolation are just words. They have to be articulated in a proposition in order to make sense. Propositions then are expressions or symbols (3.31). For example, the two names a and b say nothing about the world. They just point to a pair of dice. But suppose I make a proposition like “Die a is red, die b is green, and both equal 7” (a is r and b is g and ab equals 7). The names now become logical symbols in the proposition.

Signs and Symbols

Wittgenstein calls attention to the way everyday language plays tricks on us. He introduces a distinction that is simple but easy to overlook: the difference between a sign and a symbol (3.323 through 3.325). The sign is merely the physical, visible ink on the page—the alphanumeric characters we write when we communicate. Or the sounds and noises we make when we talk. The symbol, however, is the actual logical meaning that the sign takes. Because ordinary language is incredibly flexible, we are able to reuse the exact same physical sign to represent completely different underlying symbols. Wittgenstein points out the ultimate culprit:

“In everyday language it very frequently happens that the same word has different modes of signification—and so belongs to different symbols…” (3.323).

Take the simple verb “to be” which has a long and sordid history in philosophy going back to the Presocratics. The verb can function as the copula (e.g., the die is red), as a sign for identity (e.g., Mark Twain is Samuel Clemens), or an expression of existence (e.g., that which is, and also cannot be that it is not).

Wittgenstein offers “Green is green.” Is it a mere tautology? Not if the first symbol is a proper name while the second is an adjective. Maybe Mr. Green is green with envy? Or take the title of the book by Lynne Truss: “Eats, Shoots and Leaves.” That sounds pretty bad doesn’t it? But she points out that if we’re talking about a panda’s diet—and the comma is omitted—then eats shoots and leaves takes on a completely different meaning. The physical signs on the page look identical, but the grammatical categories have completely flipped from verbs to nouns. “These words do not merely have different meanings: they are different symbols” (3.323). Philosophical errors are produced when the logic of language becomes confused (3.324).

Wittgenstein here foreshadows his later view that philosophical problems are the result of the “bewitchment of language.” However, at this stage of his thinking he wants us to formalize how we express ourselves, to use signs that are precise and avoid grammatical confusion. As it stands, problems arise when we look at the spoken word or the physical text (the sign), see that the words look identical, and all too often assume the underlying meaning (the symbol) is the same thing. Wittgenstein’s remedy is to express ourselves logically:

“In order to avoid such errors we must make use of a sign-language that excludes them by not using the same sign for different symbols and by not using in a superficially similar way signs that have different modes of signification: that is to say, a sign-language that is governed by logical grammar—by logical syntax” (3.325).

This is of course exactly what computer programmers do today when they write code that a machine can understand. The syntax—the human-readable code that gets compiled into machine language—is designed to be precise in order to prevent the writer from using the same word to mean two different things. If a function expects an integer and you mistakenly pass in a boolean, you have used two different types. The machine refuses to compile and run the code.

The Theory of Types

From his distinction between signs and symbols, Wittgenstein presents a proof that resolves a contradiction in naive set theory. To understand what he does, I first have to talk about the problem as Bertrand Russell saw it and what he did to try to solve it.

Around 1900, Russell had been working on logicism (the attempt to reduce mathematics to logic) when he discovered Gottlob Frege’s Grundgesetze der Arithmetik. In the book, Frege used “empty” functions as placeholders for any value. Today we would say his functions were untyped. For example, suppose I have a type-safe function F(x) where x accepts only an integer and returns true if it is an odd number. I can pass in x = 7 and F(7) returns true. I can pass in x = 8 and F(8) returns false. Russell noticed that Frege’s functions could be F(__) where the blank could be an integer, the word foobar, or even the function itself. There were no restrictions for Frege on the type of data that could be passed into his functions. Because Frege’s functions were untyped, you could theoretically pass a function into itself as its own argument, writing something like F(F). Russell wrote a letter to Frege in 1902 in which he describes the problem:

“You assert that a function could also constitute the indefinite element [an untyped value or “__” as above]. This is what I used to believe, but this view now seems to me dubious because of the following contradiction: Let w be the predicate of being a predicate which cannot be predicated of itself. Can w be predicated of itself? From either answer follows its contradictory. We must therefore conclude that w is not a predicate. Likewise, there is no class (as a whole) of those classes which, as wholes, are not members of themselves” [1].

Very complex when two logicians write to each other! This is known today as Russell’s Paradox. Let me use the barber analogy to explain it. There is a rule that the town barber is required to shave all (and only) those men who do not shave themselves. Does the barber then shave himself? If he does then he violates the rule by shaving someone who shaves himself. If he does not, then he violates the rule by failing to shave someone who does not shave himself. This is the paradox. Russell also calls this the “vicious circle fallacy.” It occurs because ordinary language allows for self-reference. Variations on this theme go back to antiquity with the famous Liar’s Paradox—this sentence is false—associated with Epimenides of Crete. If the sentence is true, then it is false; and if it is false then it is true. This was a huge blow to Frege’s logic. And Russell knew that he had to solve it if his own system was to avoid such contradictions.

Russell invents a type theory to solve paradoxes of self-reference. He starts by isolating individuals from functions. He assigns letters like a, b, c, x, y, z to the class of individuals, that is, to the set of all men in town who must be shaved. He then goes up one level for functions—what are called first-order functions. In the case of the town barber, we have the function F(x) which is the act of shaving an individual. Russell then asserts that F(x) can accept values only from individuals. So suppose Andy (a) and Bill (b) need to be shaved. I can pass in F(a) and F(b) in order to shave the two individuals. But I cannot pass in F(F) because this would be the wrong type at the wrong level. In computer programming we would say it fails to compile. In logic, it’s just nonsense.

Wittgenstein looks at Russell’s solution and agrees that an expression like F(F) is nonsense. But he thinks Russell’s fix, with its hierarchy of first- and higher-order functions, is convoluted and unnecessary. Russell takes the paradox seriously. He treats it like a “runtime error” and goes to great lengths to invent rules for types in order to prevent such expressions from happening. Wittgenstein sees this as a doomed effort:

“No proposition can make a statement about itself, because a propositional sign cannot be contained in itself” (3.332).

He then offers this proof in 3.333: Suppose a function F(x) could be its own argument, written as F(F(x)). The inner F has one logical form—let’s call it φ(x)—while the outer F has an entirely different logical form, which we can write as ψ(φ(x)). When you lay it out this way, it becomes clear that the outer F and the inner F must have completely different meanings. The letter “F” on its own signifies nothing. We confuse the visible sign with the underlying symbol, mistakenly thinking that because the two “F” signs look identical on the page, they must mean the exact same thing. But Wittgenstein shows that they do not. It is the logical form that determines meaning, not the visible sign.

To see what Wittgenstein is getting at here, suppose I have a function IsOdd(x) that takes any integer and returns true if the number is odd and false if the number is even. In a strongly-typed language, if I force a nested expression like IsOdd(IsOdd(7)) what happens? The inner IsOdd function evaluates 7 as an odd number and returns true. The outer IsOdd function expects an integer but would instead be forced to evaluate a boolean value. They share the same name but are two different logical entities. Wittgenstein argues that we don’t need Russell’s external rules to enforce type safety. The language’s own internal syntax prevents them from being treated identically. Thus, “the rules of logical syntax must go without saying, once we know how each individual sign signifies” (3.334). In effect, Wittgenstein has dissolved the problem by pointing out that the whole paradox is generated by a confusion between the meaning of signs.

Features of Propositions

“A proposition possesses essential and accidental features” (3.34). Wittgenstein does not mean “accidental” and “essential” in the ancient metaphysical (Aristotelian) sense. Instead he is looking at the structure of language. The accidental features of a proposition are the arbitrary choices we make when we write it down. Maybe we choose to type it out on the keyboard, or write it down with a pencil on the back of a napkin, speak in German, or pick particular symbols to express the proposition.

For example I roll a die and it shows 4 pips. I can express this fact in different ways:

    • The die shows a four.
    • Der Würfel zeigt eine Vier.
    • D = 4

These are different accidental ways of expressing the result of the die roll. They reflect different languages, symbolic notations, and conventions. But what is essential to all three expressions is that they assert the exact same relationship between the object (the die) and a state of affairs (showing four pips). Thus “what is essential in a proposition is what all propositions that can express the same sense have in common” (3.341).

Given the essential features of a proposition, Wittgenstein goes on to argue that these features are logically equivalent. For instance, in our mini-universe, if I want to tell you that the red die is not showing a four, I can express this logical negation as ~p (not p). If I write ~~p (not-not-p), the two negative signs cancel each other out, taking us right back to p. The physical signs change, but the essential logical sense remains identical.

Similarly, I can express a complex scenario using logic operators like p ∧ q (p AND q) or p ∨ q (p OR q). The symbols we choose are just “the outward form of the clothing” (4.002); what matters is the underlying structural truth-possibility these signs represent.

Frege thought that logical constants were a component of reality. Take the proposition “the die is not red” (~aRr). If logic were a component of reality, then there would be three objects: the die (a), the color red (r), and a strange sort of entity called a negation (~). Wittgenstein rejects this strange entity. For him, logical constants (e.g., AND, NOT, OR, IMPLIES) are a part of language rather than physical reality. He calls this his fundamental idea: “My fundamental idea is that the ‘logical constants’ are not representatives; that there can be no representative of the logic of facts” (4.0312).

This all leads to Wittgenstein’s core idea about propositions: they are expressions of agreement and disagreement with the truth-possibilities of elementary propositions (4.4). Suppose we have these two elementary propositions in our world:

p: “The red die shows a four.”

q: “The green die shows a three.”

Every possible configuration in logical space for both true and false can be mapped out for p and q. How many possible configurations are there? “For n states of affairs, there are:

$$K_n = \sum_{v=0}^{n} {n \choose v}$$ possibilities of existence and non-existence” (4.27).

The total number of combinations K in the summation loop, where ν = 0 (lower bound) and n (upper bound) represent n states of affairs. The expression $${n \choose v}$$ is the binomial coefficient, which by the Binomial Theorem resolves simply to 2ⁿ. Wittgenstein could have just said 2ⁿ but perhaps he wanted to show his work. So if n = 2 (p and q above) then the binomial coefficient using the “n choose k” or C(n, k) combination formula for each is:

C(2, 0) + C(2, 1) + C(2, 2) = 1 + 2 + 1 = 4.

If I have 3 elementary propositions p, q, r where n = 3 then:

C(3, 0) + C(3, 1) + C(3, 2) + C(3, 3) = 1 + 3 + 3 + 1 = 8

If there were 4 elementary propositions (n = 4) then this would be 2⁴ or 16. And so on. Wittgenstein visualizes this by mapping these possibilities into a matrix (4.442). The matrix shows all agreements (T) and disagreements (F) alongside the combinations as a single structural unit or “truth table”. For any two elementary propositions p and q there are 4 rows (4 truth possibilities) in the truth table.

+---+---+
| p | q |
+---+---+
| T | T |
| T | F |
| F | T |
| F | F |
+---+---+

Every possible truth-value configuration is represented in the rows:

Row 1: Both p and q are true.

Row 2: p is true but q is false.

Row 3: p is false but q is true.

Row 4: Both p and q are false.

For Wittgenstein the proposition is not a statement that just so happens to have a truth table. The entire table itself is an expression of the proposition. In other words, the proposition is the realization of these specific truth-conditions (4.45).

Think of truth-conditions as the specific real-world state of affairs that make a proposition true. Recall our proposition from above was: “the red die shows a four (p); and the green die shows a three (q)”. Only the first row shows that possibility (TT). Because the proposition is a conjunction (both must be true) the first row is its only truth-condition. If the dice roll were snake eyes, or double sixes, the result is one of the other three rows (false). Suppose the proposition were a logical OR instead? Take this proposition: “the red die shows a four or the green die shows a three.” Then you can see in the table above there are three truth-conditions (the first three rows).

Tautologies and Contradictions

Wittgenstein points out “two extreme cases” where a logical proposition is true for all truth-possibilities and another where it is false for all truth-possibilities (4.46). For example suppose I have an elementary proposition “the die is red or it is not red” (p ∨ ~p):

+---+--------+
| p | p ∨ ~p |
+---+--------+
| T |    T   |
| F |    T   |
+---+--------+

This evaluates in the first row where p is true (T ∨ ~T) and in the second row where p is false (F ∨ ~F), making both rows trivially true. Since the proposition always evaluates to true, this makes it a tautology. And at the other extreme: “the die is red and it is not red” (p ∧ ~p):

+---+--------+
| p | p ∧ ~p |
+---+--------+
| T |    F   |
| F |    F   |
+---+--------+

Here in both rows a value cannot be both true and false. It always evaluates to F (false). This is a contradiction. Wittgenstein writes “propositions show what they say: tautologies and contradictions show that they say nothing. A tautology has no truth-conditions, since it is unconditionally true: and a contradiction is true on no condition. I know nothing about the weather when I know that it is either raining or not raining” (4.461). What Wittgenstein means here is that propositions that cannot be false (or ones that cannot be true) are not empirical. They lack sense. Because they don’t represent any possible situations in the world they cannot be pictures of reality (4.462). In effect, both tautologies and contradictions represent logical states that cannot exist in reality (4.463).

Truth Operations

Earlier I mentioned that Wittgenstein’s “fundamental idea” was that logical constants are linguistic rather than mysterious entities in physical reality. Now I want to show how Wittgenstein gets rid of them altogether when evaluating truth-possibilities. He replaces them with the concept of a truth operation (5.21).

In mathematics, functions map inputs of one set to outputs of another set. For example, let’s define a function f(x) that takes an integer and returns a boolean. I’ll use my earlier example of a function IsOdd(x) that returns true if the input is an odd number and false if it is an even number:

IsOdd(x) = (x mod 2 ≠ 0)

I can plug in for x variously:

IsOdd(3) = true

IsOdd(8) = false

If I try to pass the output of an inner function as an input into an outer function, this becomes a type error or logical nonsense:

IsOdd(IsOdd(3))

Wittgenstein draws a sharp distinction between functions and operations (5.25). “A function cannot be its own argument, whereas an operation can take one of its own results as its base” (5.251). What he means here is a function is a part of a proposition’s meaning—it helps describe a state of affairs in the world. An operation, however, describes nothing. It merely shows how one proposition can result from another proposition (5.24). For example, we can apply the operation of negation (~) to the proposition p to get ~p, and then apply that same operation to the result to get ~~p. In this way operations can “vanish” because ~~p = p (5.254).

Earlier I showed a truth table with two elementary propositions p and q. Operations can be applied to each of them to produce an output. Let’s take a concrete example with our two dice a and b. Suppose we want to roll them and ask if either one of them shows a 1. Our two elementary propositions for the roll are:

p: “die a shows a 1

q: “die b shows a 1

If we apply logical disjunction to evaluate the truth of each die this is p ∨ q (p OR q).

Here is the truth table with both elementary propositions and the truth-possibilities. The third column with an apostrophe in the header is the output of the operation, or what Wittgenstein calls a “propositional sign” or just a proposition (4.442):

+---+---+---+----------------------+
| p | q | ‘ |                      |
+---+---+---+----------------------+
| T | T | T | Snake eyes! Both = 1 |
| T | F | T | p = 1 and q > 1      |
| F | T | T | q = 1 and p > 1      |
| F | F | F | Neither show 1       |
+---+---+---+----------------------+

Why is the proposition represented by an apostrophe symbol? This gets back to Wittgenstein’s fundamental idea that logical constants do not exist in reality as Frege and the early Russell believed. He wants you to see the proposition as an output of an operation rather than a symbol of some Platonic object somewhere. “A proposition is the expression of its truth-conditions” (4.431). No more, no less.

A Wittgensteinian operation can feed its own output back into the same operation to infinity. In this way, he can dispense with quantifiers. Frege and Russell introduced quantifiers—the words “all” (∀x) or “some” (∃x)—in order to speak generally about certain sets of entities. It’s one thing to say “Socrates is mortal” but suppose I want to say “all Cretans are liars” or “some Greeks live in Athens.” This takes us from a statement about a single person to whole sets of people. Why would Wittgenstein object to quantifiers? He sees them as superfluous, “syntactic sugar” as we say in programming. He realized that with his truth tables and operations he could replace quantifiers with conjunctions:

“All Cretans are liars” => a ∧ b ∧ c ∧ d ∧ e (and so on)

“Some Greeks live in Athens” => a ∨ b ∨ c ∨ d ∨ e (and so on)

The “and so on” (5.2523) means that as long as we have clear operations that can call each other successively—feeding outputs of the first operation as inputs into the next—this can go on indefinitely for every element in the set without the need for logical constants like all or some.

Frank Ramsey objected to Wittgenstein’s use of conjunctions. He writes that “in the common sense material world” there are two domains for conjunctions. The first is a “limited region of space” such as when I say “all the citizens of Cambridge.” We might speak of the town or the college but it’s clear that the reference is to a certain finite number of people. But when we take a universal quantifier like “all” as an actual infinity this is a different animal altogether.

Among three objections that Ramsey lists, his first one is deceptively simple: “(x).ɸx [For all x, x has the property ɸ] differs from a conjunction because it cannot be written out as one” [2]. What he means is no matter how many Wittgensteinian operations we chain together (a ∧ b ∧ c…) we will never be able to reach the end because we don’t have a map of every object in the world. It’s like a computer program running a recursive function with no terminating condition. It will eventually run out of memory and crash. Ramsey is making a pragmatic point here. Like Yogi Berra’s humorous paradox, “nobody goes there anymore, it’s too crowded,” we routinely use quantifiers loosely in ordinary language. Our universal “all,” “some,” “none” statements are mostly hyperbole rather than expressions of actual infinity. Ramsey argues that “we cannot express [them] for lack of symbolic power… [and] what we can’t say we can’t say, and we can’t whistle it either” [3].

This little inside joke at Wittgenstein’s expense is now a tired cliché in the secondary literature, yet here I am repeating it diligently. A little known fact: Wittgenstein was renowned for being a very talented whistler with perfect pitch. He was able to whistle entire Beethoven symphonies from memory. But I digress. We move on now to Joint Denial.

Joint Denial (NOR Operation)

Wittgenstein successfully dispenses with logical constants and quantifiers in favor of operations. Now he goes one step further to reduce different operations down to a single “general propositional form” in which “every proposition is a result of successive applications to elementary propositions of the operation N(ξ). This is the “neither-nor” logic gate which is sometimes called the N-Operator. This single operation will do all of the heavy lifting in Wittgenstein’s logic. N(ξ) “is the negation of all the values of the propositional variable ξ” (5.502). Wittgenstein calls this the “general form of a truth-function” (6).

Wittgenstein realized that all of logical space—the totality of all possible states of affairs—can be evaluated with just a single, elegant operation that employs “neither-nor” negation (NOR). In doing so he claimed that hundreds of pages of axioms in the Principia and the Grundgesetze were now obsolete. A wild boast? Consider that silicon chips that power computers can be built using only NOR logic gates. The Apollo Guidance Computer was engineered with just NOR logic gates in a few thousand integrated circuits.

A NOR operator creates an output that is the negation of a logical OR. I can say: (p NOR q) which is to say “not p or q” ~(p ∨ q), which can be simplified to the Sheffer stroke: p | q. (I realize modern convention reserves the stroke for NAND and the down arrow for NOR. But for the sake of simplicity here, and in the code sample, I use Sheffer’s original symbol ‘|’ from his 1913 paper.) The truth table for a NOR operation on two elementary propositions is:

+---+---+-------+
| p | q | p | q |
+---+---+-------+
| T | T |   F   |
| F | T |   F   |
| T | F |   F   |
| F | F |   T   |
+---+---+-------+

Let me grab a pair of dice again to show an example of a NOR operation. Our elementary propositions, as in the truth table above, will be:

Die a does not show a 4 (a ≠ 4).

Die b does not show a 4 (b ≠ 4).

I pass every truth-possibility into the NOR operation NOR(a, b) which means “neither a nor b” ~(a ∨ b).

I roll the dice. They come up 1 and 2 so both are true (≠ 4). These inputs are passed into NOR(a, b) and since “neither a nor b” is false, this evaluates to false (see row 1 above). Only the fourth possibility, when a = 4 and b = 4, does it evaluate to true.

Here is a functional program you can run yourself to see NOR logic in action:

This logic works perfectly if we have just a pair of dice or even a hundred dice. What if we only have a single die? Suppose we have just one proposition (a ≠ 4) for one die (a). Now let’s roll the die. It comes up 2. Our proposition says 2 does not equal 4 so a(2) = true. Now I pass that into the NOR operation as NOR(a, a) or NOR(true, true) which outputs false. In fact for any a(x) that is not 4 this operation will output to false. But if we roll a 4 then a(4) = false. And passing that input into NOR(false, false) evaluates to true! It’s hard to conceptualize just by reading my words. Play around with the Fiddle above and see it in action.

What about complex propositions with logical constants? They can be replaced with a single N(ξ) operation as in the following examples:

+----------+---------+--------------+
| Constant | Example | N-Operation  |
+----------+---------+--------------+
| NOT      | ~a | a  | N(a)         |
| AND      | a ∧ b   | N(N(a),N(b)) |
| OR       | a ∨ b   | N(N(a,b))    |
| IMPLIES  | a ⊃ b   | N(N(N(a),b)) |
+----------+---------+--------------+

Note that comma delimiters can allow for any number of elementary propositions to be evaluated by the operation. For example, N(a,b,c,d) which would be neither a, nor b, nor c, nor d. Here is a second code sample to show how the truth tables are derived from the above complex propositions using a NOR operation:

Truth-Functions in Series

We’ve been playing around with dice in previous examples to illustrate how Wittgenstein’s logic is built. Now strip all of that down to its raw abstraction as in 5.101. For p ∧ q the only truth possibilities are (TFFF)(p, q).  For p ∨ q they are (TTTF)(p, q).  For material implication a ⊃ b they are (TFTT)(p, q). And finally, with neither p nor q (NOR) the only truth possibilities are (FFFT)(p, q).

+---------+--------+--------+--------+----------------+
|   p q   | p ∧ q  | p ∨ q  | a ⊃ b | ~p ∧ ~q (NOR)  |
+---------+--------+--------+--------+----------------+
| T T     | T      | T      | T      | F              |
| T F     | F      | T      | F      | F              |
| F T     | F      | T      | T      | F              |
| F F     | F      | F      | T      | T              |
|         | (TFFF) | (TTTF) | (TFTT) | (FFFT)         |
+---------+--------+--------+--------+----------------+

If you’re a software developer does this look familiar? Wittgenstein is building bitwise operators. He rotates the truth table column horizontally to express the operation outcomes with the convention (—-)(x, y). Each sequence is not just a singular proposition, but a propositional form—a truth-function schema. “A proposition is a truth-function of elementary propositions” (5). All propositions that are the outcomes of all the elementary propositions “fixes their limits” and “comprise all that follows” (4.51 and 4.52). And because operations can pass their outputs as inputs into other operations, the world itself is the limited set of all propositions that are fixed and follow logically.

Pretty austere you say? Absolutely. For Wittgenstein, it is possible “to give in advance a description of all ‘true’ logical propositions” (6.125). “Hence there can never be surprises in logic” (6.1251, his emphasis). I roll two dice and I already know in advance that “snake eyes” is one possibility. It can never be that a number shows that is not between 2 and 12.

Causality

Causation in the ancient world was as likely as not to be attributed to a god taking action in the world. But with the rise of modernism in the 17th century, philosophical views of causation changed. Rationalist thinkers like Descartes, Leibniz, and others were trying to separate the material world of science from the spiritual world of God. They held that various metaphysical forces in the world were responsible for causation.

Consider Hume’s example of one billiard ball striking another. The rationalists saw cause and effect as a strict deductive inference: If ball A strikes ball B then B must be set into motion; Ball A strikes ball B; therefore, B must be set into motion.

On this view, if the cause occurs then the logical conclusion follows necessarily. This thinking is still quite common. We routinely believe, even if only implicitly, that such logical rules are baked right into the fabric of reality as laws of nature. But like Hume before him, Wittgenstein points out that necessity (the “must” of the inference above) is a feature of logical syntax rather than the physical world:

“There is no compulsion making one thing happen because another has happened. The only necessity that exists is logical necessity. The whole modern conception of the world is founded on the illusion that the so-called laws of nature are the explanations of natural phenomena” (6.37-6.371).

Wittgenstein argues that it’s a mistake to say that one event forces another. For him, “superstition is nothing but belief in the causal nexus” (5.1361). We do not see causes. We only see one billiard ball move, and then we see another one move. We infer causality based on the regularity of our experience with such phenomena. But nature is not obligated to follow our expectations or our laws. Another way to put this is there is no certainty in the world, there is only probability.

Our laws are forms that we overlay on the world in order to describe it’s regularity. Wittgenstein uses the analogy of nature as a “white surface with irregular black spots on it” (6.341). We can impose a law like Newtonian mechanics as a “unified form” on top of the surface. This unified form is like a “fine square mesh” or a net of some fine- or coarse-grained dimension that becomes our picture of the world. But this picture is not the world itself. This is why laws “like the law of causation, etc. are about the net and not about what the net describes” (6.35).

The Limits of Language

The main thrust of Wittgenstein’s arguments concerning logic is to show the limits of language, and therefore the limits of the world. However, this setting of limits is not just a dry math exercise. That is not Wittgenstein’s ultimate aim. If you read between the lines he’s getting at something far more radical. It’s just this: language shares a logical form with reality. We don’t just talk about the world from some subjective distance; our sentences literally picture reality because our language shares the same underlying structural configuration. In theory, every possible state of affairs is mirrored in these structural possibilities of logic, such that language “can represent the whole of reality” (4.116). Our actualized world is nothing more than the totality of these facts, which is to say, “all that is the case” (1).

But the point isn’t to know all these actualized possibilities. It’s to see that cumulatively they set limits. They clarify what can and cannot be expressed. Philosophy “sets limits to what can be thought; and, in doing so, to what cannot be thought. It must set limits to what cannot be thought by working outwards through what can be thought” (4.114). The limit is not set from without, as if from a God’s eye view of things. It is set from within, by what we can say.

For Wittgenstein, this limit serves two purposes. First, it is a guardrail against speculative metaphysics and pure nonsense. It also shows the border for something that he calls “the mystical.” The mystical is “feeling the world as a limited whole” (6.45). However, as humans we can’t help but push back against the idea of limits. The sum total of reality might be the finite set of truth-possibilities, but we still want to know what’s beyond that. That’s why most of philosophy is little more than clumsy attempts to say something meaningful about phantasms that are “outside” the world and outside of knowledge.

Wittgenstein’s answer to this metaphysical urge is “to say nothing except what can be said, i.e., the propositions of natural science” (6.53). We can speak only of the logical pictures that map directly to the world. Anything else we might say is nonsense. This leads to his famous abrupt conclusion in which “what we cannot speak about we must pass over in silence” (7).

Notes

[1] The Frege Reader, Michael Beaney (Ed.), Blackwell Publishing. 1997, p. 253.

[2] The Foundations of Mathematics, Frank Ramsey (R. B. Braithwaite, Ed.), Kegan Paul, Trench, Trubner & Co., Ltd (1931), p. 237.

[3] Ibid., p. 238.

In addition to the primary text, I benefited from reading Wittgenstein’s Notebooks (1914-1916), Wittgenstein and the Tractatus by Michael Morris, The Evolution of Modern Metaphysics by A.W. Moore, The Frege Reader edited by Michael Beaney, Principia Mathematica to *56 by Whitehead and Russell, The Foundations of Mathematics by Frank Ramsey (R.B. Braithwaite, Ed.), and “A Set of Five Independent Postulates for Boolean Algebras, With Application to Logical Constants” by Henry Maurice Sheffer (1913).

Also new for me, I made extensive use of Google Gemini for editorial assistance and proofreading. When I had a solid first draft, I asked it to critique my arguments and look for errors. Needless to say, it flagged several problems. In some cases, I threw away whole paragraphs and started over from scratch. The tool is indispensable if used wisely.

My blog software doesn’t support tables for some reason. Rather than hand code HTML tables, I used the excellent ASCII Table Generator to generate the truth tables. This gives the post an old-school nineties look and feel, but it gets the job done.

Truth and Post-Truth

Introduction

I’m going to talk about post-truth. The term burst onto the scene when Oxford Dictionaries made it their word of the year in 2016 in the wake of the Brexit Referendum and Donald Trump’s election. Oxford defines it as a circumstance where “objective facts are less influential in shaping public opinion than appeals to emotion and personal belief.” I don’t think this definition is very useful. I’ll say more about that later. Needless to say, post-truth and “alternative facts” certainly didn’t start with Trump. In his excellent short book Post-Truth, Lee McIntyre concludes that 20th century postmodernism is “the godfather of post-truth” [1]. This is probably the consensus view of most analytic philosophers and scientists. Although McIntyre has good reasons for this conclusion—and I will go into them in depth—it’s probably wrong. 

Continue reading “Truth and Post-Truth”

Kant’s Destruction and the Rise of Existentialism

Introduction

When I was studying Martin Heidegger’s Being and Time a few years ago I came across a brief essay by Hannah Arendt entitled “What Is Existential Philosophy?” She had several interesting insights that went beyond the usual survey. Her most intriguing point was that German philosopher Immanuel Kant paved the way for existentialism by “shattering” the unity of thought and being. I was curious to revisit this so I made a mental note to get back to Arendt after I finished writing about Heidegger. And so here I am.  Continue reading “Kant’s Destruction and the Rise of Existentialism”

A Developer’s Manifesto

1. Every software project is constrained by time, budget, and scope.

2. The old truism has it that the customer may choose only two of the three.

2.1. Vendor promises, hype cycles, new methodologies, new tools, artificial intelligence, and silver bullets cannot alter these project constraints.

2.2. In large organizations there is no single customer.

2.2.1. Executives control the purse strings. They have an idea of how long the project should take and how much money they want to spend. But they have only a vague notion of the scope.

2.2.2. Line of business managers have an idea of the scope and the features they want but very little negotiation power on the time and budget.

2.2.3. Therefore, most projects begin with an implicit or explicit decision to fix the time and budget.

2.3. Problems arise when the schedule is determined by the wrong people (senior managers, leadership and executives) at the wrong time (at project start before scope is analyzed).

2.4. Analysis of and negotiations around scope are often left to the software team and the line of business customers who will work with the team.

2.4.1. The software team has no negotiation power on scope.

2.4.2. The customer curates the list of features. This list might or might not be possible to implement within the time and budget. More often than not it represents everything the customer wants along with everything they need.

2.4.3. Therefore, it is rare that the scope is in alignment with the time and budget.

2.5. Even when at project start the scope is triaged, curated, and prioritized the customer’s natural desire to have all of their features can overwhelm the project. This is scope creep.

3. Given a relatively fixed time, budget, and scope creep the project will end in one of three ways:

    • Senior stakeholders adjust the time and budget.
    • Scope is reduced.
    • Developers do a death march to close the gap.

4. More often than not, time and budget are non-negotiable. And line customers do not want to lose any of their features. Some money might be found, and some scope might be curtailed. But practically speaking, if nothing substantial is done the death march is the only option left.

4.1. The death march is a fool’s errand and should be avoided at all costs.

4.1.1. Failure to avoid the death march means the team has accepted responsibility for the inevitable slippages that were baked in from the very start.

5. If Agile principles are followed, then there is a remedy.

5.1. The disciplined development team finishes all stories in the sprint.

5.2. The team must work like the proverbial man in the grocery store: stick to the list, no browsing, and move with efficiency.

5.3. At the end of every sprint the working software could be deployed to production if the customer wishes it.

5.4. If these principles are followed then time, budget, and scope are never the development team’s problem to solve. For if time and money have run out the product can still be shipped. And if all features have yet to be implemented, then it is up to the customers to decide what they wish to do.

6. Wise developers distinguish between what they can and cannot control. They work diligently on the former and let go of the latter.

Being And Time: Final Opinions

This post is part of a series. Go to the Introduction

First Thoughts

My overall reaction after reading Heidegger’s Being and Time was that I had a vague sense something important was being said but I wasn’t sure what it was. Heidegger is repetitive, opaque, baffling, and difficult. But he also has some central insights that on balance make the challenge of reading him worth it. Heidegger provided a unique alternative to the traditional way of seeing our being.  Before him, those of us in Eurocentric cultures were used to seeing ourselves as static, unchanging souls buried somewhere in the heart or maybe consciousness operating at a distance somewhere inside the head. After him, to see one’s being as mere substance seems limited. We are signifiers, possibilities, events, and references, all in relation to each other and the world in which we are thrown and entangled. Who we are is in constant motion. Our existence forms according to the choices made over time. That’s why he thinks the meaning of our being is time. This is all expressed in his observation that our essence lies in our existence, which Sarte famously reformulates in his humanism as “existence precedes essence”. I have criticisms regarding this brief summary, which I’ll get to below. But I want to say at the outset that Heidegger has some thought provoking and original ideas that are to his credit.

A Wild Ride

Heidegger’s overall approach reminds me of a cab ride I once took in San Francisco. The driver, knowing my fare would be paid by my employer, took the liberty of giving me an expansive tour of Chinatown before dropping me off at my final destination. Similarly, in the existential analysis, Heidegger takes us on a trip. Heidegger suggests that we care about our being because our time in the world is limited. This psychological value statement evolves into an ontological assertion that our existence is care. But then later, our existence is really temporality.

Somehow the three-part structure of care maps onto the temporal structure of past, present, and future. This connection is supposed to be worked out in the more difficult chapters of the second half of the book. If so, I just didn’t see it. Why not take us directly to the conclusion if the evidence warrants it? What is gained by detours that are tenuously connected at best? I get that we’re on a hermeneutic circle. The analysis deepens with each turn. But these turns seem arbitrary. Disjointed.

To help me make sense of the connection between care and temporality I read Stephan Käufer’s paper Temporality as the Ontological Sense of Care. First, he reassured me that I wasn’t alone:

“For all its importance, the argument of §65 is obscure, as Heidegger does not provide a lot of detail. The connections to the existentialist theme of authenticity are unclear. The transcendental argument that temporality makes care possible is so quick that it is easy to miss altogether. Heidegger claims that temporality somehow unifies the various aspects of care, but it is hard to see what justifies this claim” (Wrathall, p. 338).

Let me stop right there for a moment to describe a transcendental argument. Here’s the classical formulation:

    1. If P is possibly true, then Q is necessarily true.
    2. P is actually true.
    3. Therefore Q.

Käufer goes on to say that Heidegger developed a transcendental argument, modeled on Kant’s transcendental deduction in the Critique of Pure Reason, such that the unity of the threefold structure of temporality necessarily belongs to the threefold structure of care. Put as a transcendental argument:

    1. In order for the care structure to be possible, temporality must ground it.
    2. The care structure is the meaning of the being of Dasein.
    3. Therefore, temporality grounds the care structure.

If I understand Käufer – and I can almost guarantee that I do not – we have to fill in the missing gaps of Heidegger’s analysis with Kant’s “threefold synthesis in the A-deduction” from the Critique. That is to say, Heidegger is refashioning Kant’s transcendental deduction in order to make it conform to his threefold structure of temporality. I am just going to leave that right there and slowly walk away. I admire Käufer’s attempt to interpret what Heidegger means by care being grounded in temporality. I don’t know if he succeeded. But it would have been better if Heidegger were less obscure and connected the dots more clearly himself.

His opaque writing style aside, there’s something else that bothers me about Heidegger’s method. Is he struggling to find the right words for difficult ontological concepts that can barely be explained? Or is he enigmatic on purpose because at bottom there’s nothing to explain? There are technical terms introduced that go undeveloped. Others seem needlessly introduced and serve only to pad out the narrative. And there are mystical symbols that seem to come in patterns of three. Being- in-the-world has a threefold structure. Disclosedness has a threefold structure. Fallenness has a threefold structure. There are other structures and categories that I never talked about and wheels within wheels that were all hidden for 2,500 years until Heidegger came along to discover them. Did these phenomena just happen to reveal themselves to him in patterns of three? Or is there a confirmation bias at work here akin to a “Holy Trinity” or some other symbolic reference? I can’t say and am forced either to take his word for it or dismiss him altogether.

Being Itself

In my brief summary of the ontological tradition, I pointed out that the question of being itself was dropped. Heidegger promised us an answer to the metaphysical question of the meaning of being. He never provides it. Instead, he walks us through our being, the being of Dasein. This is one reason why Husserl said in a 1931 lecture that Being and Time was anthropological rather than phenomenological. Heidegger had planned to write a second volume. It was never written. Instead, the later Heidegger turned to art and poetry, the dangers of technology, and a “fourfold” mysticism involving earth, sky, mortals and the divine.

To be charitable, we could allow that Heidegger sought nothing more than to “reawaken an understanding for the meaning of this question.” Fair enough. But that’s like finding out that instead of the brand-new car you won a set of steak knives. Heidegger gave a lecture at the University of Freiburg in 1929 – later published under the title “What is Metaphysics?” – that is full of mystical references about “the nothing”:

“The nothing is the complete negation of the totality of beings” (BW, 98).

“Anxiety reveals the nothing” (BW, p. 101).

“Nihilation will not submit to calculation in terms of annihilation and negation. The nothing itself nothings” (BW, p. 103).

My grammar checker wants to remove the definite article “the” from “the nothing” [Das Nichts]. But it’s no mistake. Heidegger peppers his lecture with many references to “the nothing” and seeks a way to talk about it in terms of anxiety. Anxiety pushes being away from us. It strips away all pretense and reveals “the nothing” that we ourselves are. Heidegger might be talking about existential death [Tod] here but I’m not sure. So much for the notion that anxiety was said to free us from worldliness and give us “the possibility of an authentic potentiality-of-being” (344). In any case, this seems to be his final answer to the being of being. Being is grounded in… nothing. Enjoy those steak knives.

Rudolf Carnap famously took issue with Heidegger’s lecture and declared that assertions like “the nothing itself nothings” were metaphysical nonsense. The idea that “the nothing” is something becomes a central tenant of Heidegger’s thinking. In his Letter on Humanism (1947) Heidegger continues to try to speak of the essence of being as the nothing:

“Being nihilates — as Being. Therefore the ‘not’ appears in the absolute Idealism of Hegel and Schelling as the negativity of negation in the essence of Being…. The nihilating in Being is the essence of what I call the nothing” (BW, p. 261).

Is this little more than a flowery, yet meaningless, tautology that says Being negates negation and therefore is Being? Perhaps. Heidegger has long since left the rough ground of language and slips around on metaphysical ice.

By the way, this lecture and Heidegger’s thought thereafter is important because it signals a split between Continental and analytic philosophy that exists to this day. The analytic school will focus on the boring stuff: science, epistemology, logic, and cleaning up grammatical pseudo-problems in our language games. The Continental school will focus on Marxism, existentialism, metaphysics, deconstruction, and later build clever postmodern theories about semiotics, race, gender, power, and colonialism.

Is The Question Meaningful?

Heidegger’s entire project rests on the question of the meaning of being. Heidegger laments that “whoever persists in asking about it is accused of an error of method” (2). Probably for good reason. Early on I reviewed the three prejudices about the question and Heidegger’s response. Briefly they were being is (a) universal; (b) indefinable; and (c) self-evident. For the second prejudice Heidegger writes:

“Indeed ‘being’ cannot be understood as a being…. But does it follow from this that ‘being’ can no longer constitute a problem? Not at all…. The indefinability of being does not dispense with the question of its meaning but forces it upon us” (4).

Heidegger is right to say that universal Being cannot be understood in terms of a particular being. Being is not a predicate. But he’s probably wrong to insist that just because the question “forces” itself upon us we must seek to answer it. So many philosophical problems occur when we ignore or abuse the logic of ordinary language. Just because a sentence can be framed as a question, that doesn’t mean it has a meaningful answer.

For example, if someone asks, “why is the sky blue?” we can see after some reflection that the question is meaningful. Our answer might be “because light is refracted in the upper atmosphere toward the blue end of the spectrum.” But suppose I ask you a metaphysical question like “what is the meaning of life?” You would probably say something like “it depends, what do you mean by life?” or “there’s no one right answer to that.” And you’d be right. The question is meaningless on its own as it is currently framed. It only becomes meaningful in a particular context. An evolutionary biologist asking this question will have a different frame of reference from that of the theologian. As a result, we’d get two different answers that derive their meaning and sense from the particular domain in which the question was framed and considered. But there wouldn’t be a single answer to the universal question of the meaning of life itself. We wouldn’t ask “what is the Life of particular lives?”

After Heidegger insists that the question of the meaning of being should be taken seriously, he does some hand waving and shifts from the universal to the particular. Not to do so would have made for a very short book. It’s like the man who dropped his wallet on the ground at night somewhere down the street but walks half a block away to look for it under a streetlight because the light is better there. To ask about the meaning of being itself sounds like a valid question. But Heidegger walks half a block away to answer a different (and answerable) question about the particular being of Dasein.

Is Heidegger Doing Philosophy?

Was Russell correct to say that Heidegger was doing psychology? Was Husserl right to say that Being and Time is a work of anthropology? I have no idea. I know that Heidegger abandoned Husserl’s phenomenological method of analyzing “the things in themselves” as they appear to us in consciousness. He saw Dasein as a being thrown into the world rather than a separate subject gazing out at the objects of perception.

Hannah Arendt suggests in her essay “What is Existential Philosophy?” that Heidegger was a philosophical romantic (Arendt, p. 187). We know that Heidegger was influenced by Schelling, Kierkegaard, Schopenhauer, Nietzsche, Dilthey, and probably other nineteenth-century romantics. He lifted his idea of anxiety straight from Kierkegaard who spoke of anxiety in terms of being at a crossroads and needing to choose which way to go. Schopenhauer developed the idea of the “will to live” [Wille zum Leben] which propels us forward in a world without meaning. From Nietzsche we get the “superman” (Übermensch) who must strive for meaning in this life as opposed to the promise of an “other worldliness” in the hereafter. All of these ideas are echoed in one way or another in Being and Time.

Heidegger never talks about the experience of the phenomena but speaks of the need to have an “intuitive grasp” of the hidden layers of being (37). And yes, I realize that it sounds like I’m expecting Heidegger to be an analytic philosopher. I just mean that phenomenology is supposed to involve sense data as it is experienced in consciousness. Heidegger could have dismissed phenomenology altogether, admitted he relied instead on intuition, and nothing would have been lost. It’s almost like phenomenology is a fig leaf to avoid admitting that he relied heavily on intuition to uncover the structures of being. One key tenet of romanticism from Schelling is the idea that intuition is far more important than evidence, deduction, logic, or sense data.

It’s easy to see how this attitude could have been at work a few years prior when he wrote Being and Time. Philosophical intuition looks to access hidden truths that lay beneath (or transcend) the physical world. Most of the structures of being that Heidegger “recovers” do not seem self-evident to me. It’s all reasonably consistent and, if you have the patience to stick with the book, he tells a nice story as he pieces them together. But why should we take him at his word? Is there a way to verify all of these layers upon layers of ontological structures? It’s not like his methods are repeatable.

Suppose Heidegger really is doing phenomenology. That would entail that the ontological structures of being that he is recovering from Dasein are universal. Everyone has a mood of anxiety caused by the realization of death as the possibility of the impossibility of existence. Everyone lives inauthentically for the most part except in moments when attunement turns away from the they-self. Everyone’s being is care. Care really does have a threefold structure. Originary temporality is more primordial than clock time and forms the basis of the care structure. Universal claims like these have a much higher bar than general subjective psychological observations about the human condition. It seems like Heidegger goes beyond the experience of the phenomena as they appear to him. He makes an awful lot of metaphysical assertions about ultimate reality that seem based on pure intuition alone. The book just doesn’t make as much sense if I try to read it as a metaphysical theory of reality and being. However, I find the book to be very meaningful as a work of psychology. It holds up well alongside Freud’s Totem and Taboo or Jung’s theories of the collective unconscious, individuation, and the shadow self.

The Others

One of the disturbing things for me with Being and Time was Heidegger’s argument that we are inauthentic when immersed in and entangled with others in our world but become authentic when we are resolute and choose our own being. This is what is known in the secondary literature as Heidegger’s radical individuality. He does insist that authenticity and inauthenticity are not ethical issues. Our fallenness is a natural state of our being-in-the-world. But I can read between the lines just as well as the next person. Inauthenticity is bad. He describes how inauthentic Dasein is in “subservience” to the others who have a “dictatorship” over it. Only by being resolute in the moment can you, as an authentic person, hope to break free of the rabble and fulfill your destiny.

Don’t misunderstand me. I do relate to Heidegger’s views on idle talk, curiosity, and ambiguity. Anyone who has spent more than 30 minutes on social media can see it for themselves. But all that talk of subservience and dictatorship goes overboard, especially given Heidegger’s political views. What’s wrong with idle talk? Does anyone have the right to judge two guys who spend an hour talking about last night’s football game? There’s a fine line between impatience at how shallow we can be and outright contempt for how other people choose to spend their time.

The hero’s arc is not as individualistic as Heidegger suggests. It’s true that Joseph Campbell’s hero with a thousand faces descends alone into hell. But after battles with dark forces the hero emerges victorious and reconnects with the world. Odysseus got tossed around by Poseidon for ten years before landing back in Ithaca. Jesus comes back from the dead to enlighten his disciples on their way to the village of Emmaus. Luke Skywalker peers into the dark side of the Force before returning as a Jedi Knight to help his friends. These are our stories. Once the journey is complete, the transformed hero always comes back into society to help others. Heidegger seems to forget that part. For him our authentic individuality is a zero-sum game. Either you go it alone and gain yourself or you fall into the world and lose everything. There doesn’t seem to be room in Heidegger’s philosophy for an authentic society. We humans are social creatures with empathy for those around us. We are hard-wired by evolution for cooperation, connection, and camaraderie. For millennia we worked together as hunter-gatherers and as members of the tribe. To try to isolate or to go it alone is not just existential death but probably physical death as well.

Ethics

If you were going to write a book on authentic and inauthentic ways of being, with themes on guilt, fallenness, and being-with others, wouldn’t you say a few words about ethics? In Division 2, Heidegger will introduce the “call of conscience” but he is very clear that the call is not ethical but a neutral summoning of “Dasein to existence” (294). Overall Heidegger is very careful to steer clear of any mention of ethical behavior. That opens him up to the accusation that the “good” is merely whatever potentiality-of-being we choose for ourselves. How is Heidegger’s authenticity any different from philosophical egoism or Nietzsche’s will to power?

In 1946, Jean-Paul Sartre published his essay Existentialism Is a Humanism. Later that year Jean Beaufret wrote a letter to Heidegger mentioning Sartre’s essay. At one point in his letter, he stated, “What I have been trying to do for a long time now is to determine precisely the relation of ontology to a possible ethics” (BW, p. 255). Heidegger replied in what is now his Letter on Humanism (1947). His response to Beaufret’s comment is worth a closer look given the omission of ethics in Being and Time.

Heidegger begins by lamenting that “technological man” is organized in our society to serve technology, which has “enslaved” us. Until we can be free, introducing ethics at this time is a predicament. Some observers saw this as a sort of proto environmentalism. It turns out that with the later publication of his private diary – the Black Notebooks – Heidegger’s warning against technology was a dog whistle for the “machinational unessence” of Jews who threaten humanity. In this, Heidegger was no different from other Nazis who dismissed modern physics as “Jewish science.”

His antisemitism aside, by declaring that conditions weren’t right, or that certain impediments must first be removed, Heidegger makes the perfect the enemy of the good. James Madison said famously in Federalist 51 that if men were angels there would be no need for government. But people are not angels and “technology” has been around since someone first flint-knapped a stone to make a spear.

Heidegger then delivers a pretentious history lesson about the Greek view of ethics with a focus on Heraclitus:

“The saying of Heraclitus (Fragment 119) goes: ethos anthropoi daimon. This is usually translated, ‘A man’s character is his daimon.’ This translation thinks in a modern way, not a Greek one. Ethos means abode, dwelling place” (BW, p. 256).

Heidegger then mistranslates the fragment as “man dwells… in the nearness of god” (BW, p. 256). In one stroke he steers the subject away from ethics and toward ontology. He goes on to say we must strive to dwell in Being and “rescue” ourselves from science by means of poetry. Only then will we be ready to ponder the truth. In other words, by properly dwelling in the divine, we will no longer have the need for an ethics. There is so much I could say right now. But I think Heidegger’s dreamy idealism speaks for itself.

This isn’t the first time I noticed Heidegger translating something into what he wants it to mean rather than what it actually means. Right near the beginning of Being and Time he interprets οὐσία as παρουσία thereby switching from the Greek meaning of being to a different word presence [Anwesenheit]. Heidegger probably needed the shift in words because it allowed him to say the Greeks lost the meaning of being in favor of a metaphysics of presence. That accusation would surprise Plato and Aristotle.

Just to be clear, the “usual translation” of ethos anthropoi daimon is the accepted one. For the ancient Greeks, a daimon was a sort of spirit guide. This is one of the shorter fragmentary sayings and there’s not much to go on, but it seems pretty clear that Heraclitus is pointing out that it is one’s own morality, rather than divine direction, that governs ethical behavior. It’s unlikely that Heraclitus is saying we must dwell with the divine. It’s probably just a simple statement about personal integrity.

Heidegger’s Fascism

After the success of Being and Time, Heidegger became a professor at Marburg in the fall of 1927. A year later Husserl retired and Heidegger succeeded to his chair at the University of Freiburg. Adolf Hitler became Chancellor on January 30, 1933 and just a few weeks later Heidegger was appointed (or elected depending on who you believe) to be the Rector at Freiburg. A week later, on May 1, 1933, Heidegger joined the Nazi Party. His rectorship was problematic from the start. In his inaugural address he invoked blood and soil themes of the destiny of the state. He also decried the “historical struggle of the German” people using the technical terms of his own philosophy. Heidegger ended his address with a quote from Plato’s Republic:

τά … µєγάλα πάντα ἐπισφαλῆ …
“All that is great stands in the storm …” (497d)

For some apologists this is supposed to mean that because Heidegger ended the address with a quote from Plato rather than Hitler, he wasn’t drinking the Kool Aid. But for me the interesting part is it’s the Republic where Plato describes his plan for a government ruled by philosopher-kings. I wonder if Heidegger’s ego was such that he thought he could direct and influence the Nazi movement rather than be tainted and dragged down by his association with them? In recent years I’ve seen this happen to countless politicians who thought they could influence a certain would-be king who craves his own throne. But to a man, when the king was done with them they too were discarded.

Heidegger employs a questionable translation about standing “in the storm,” which I’m sure sounded very heroic and patriotic at the time. The adjective ἐπισφαλής (episphales) means “precarious” or “unstable” so that it should read “All great things are precarious…” (see the Greek text online at Perseus). This part of Plato’s dialogue is about how hard it is to create a durable government:

“[It] is by no means easy.”

“Just what do you mean?”

“The manner in which a state that occupies itself with philosophy can escape destruction. For all great things are precarious and, as the proverb truly says, fine things are hard.” (497d).

It’s astonishing how blind Heidegger was to Plato’s point. Just twelve years after his rectoral address, the vaunted Third Reich lay in ruins.

Heidegger only lasted a year as Rector. He struggled to find some middle ground between pleasing his masters in Berlin and his colleagues and students at Freiburg, succeeding at neither. On the one hand he prevented radical students from burning books and hanging anti-Semitic posters on campus. On the other hand, according to Graham Harman’s survey, he sought to “cleanse the university of ‘inferior’ and ‘degenerate’ elements” (Harman, p. 101). Heidegger worked to indoctrinate students with Nazi ideology, organizing philosophy camps in which he marched students out into the forest and by the light of the campfire delivered anti-Christian and pro-Hitler propaganda speeches (Harman, p. 103). He resigned in frustration in April 1934. But he remained an enthusiastic supporter of Nazi ideology right up until the end of the war in 1945. He never apologized and he never seemed to have abandoned the “German destiny” and blood and soil nonsense. By 1933 when he joined the party, Heidegger was the most famous philosopher in Europe. So Hannah Arendt and some others believed him to be a sort of “useful idiot” or a trophy for Nazi propagandists. However, many others have pointed out that Heidegger was an enthusiastic supporter and needed no handling or manipulation.

Post-war, Heidegger went through the denazification process and in 1949 the allies released him with the label of “follower” [Mitläufer]. That category was used for people who were Nazi sympathizers but did nothing that would lead to legal prosecution. Heidegger went back to Freiburg where allegedly one of his former colleagues asked him if he was “back from Syracuse” – a reference to Dionysius II, tyrant of Syracuse, who invited Plato to his court as an advisor. Let’s just say the whole philosopher-king-in-training part didn’t work out and Plato had to abandon the project. I can almost feel the Schadenfreude of his colleague who asked him this question. In any case, Heidegger stayed at Freiburg and taught in the fifties and sporadically after that until his death in 1976.

So the big question is does Heidegger’s fascism mean he should be removed from the canon and no longer taught? I don’t think there’s a right answer here. For you, the answer might be yes. For me, I have to say no. Maybe it’s because I’m an American and believe firmly in counterspeech, which we usually repeat reverently to each other as “the best antidote to bad speech is more speech not less.” That’s true as far as it goes but it’s not quite fitting since Heidegger was no propagandist. There are those who claim to see proto-fascist language in Being and Time but this is debatable. We’re dealing here with the question of the personal failings of the man himself rather than something he wrote. A better comparison is in the paradox of certain successful artists. Most people can think of rock musicians who, on the one hand, created legendary music, while on the other destroyed hotel rooms, drove drunk, and sexually assaulted underage girls. In my opinion, you can study the book and bracket out the writer’s serious personal failings.

In Closing

If you stuck it out to the very end, congratulations! Heidegger is not for the faint of heart. My only real goal with all of this was to take his technical philosophy and try to make sense of it. Hopefully, I succeeded for the most part. I do want to thank my wife Katherine for her editorial help. She took a rough draft and helped me turn it into something coherent and readable. You can blame my blog software for the dash failures. For some reason it can’t distinguish between regular, en, and em dashes. Last, there is an irony that I can’t help but mention. Nearly all of the post-war leftist academic projects – postmodernism, deconstruction, post-structuralism, Situationism, Marxist theory, and French existentialism – all owe a tremendous debt to the ideas of an anti-democratic, antisemitic, unrepentant Nazi.

Being And Time: Temporality

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The preparatory analysis in the previous post reached the preliminary conclusion that our being is care. Heidegger goes on to conclude later that our being is time, or more specifically ecstatic temporality. This is the main topic of the second half of the book. It’s very technical and I’d be a fool to attempt the same level of commentary as I did for the first half. But I can at least provide a brief summary.

The Hungarian mathematician Paul Erdős used to say that colleagues “died” if they stopped doing mathematics. If someone really did die, he said that the person “left” us. Heidegger has similar verbiage. He uses the word “death” [Tod] or “being-towards-death” to refer to a way of being in which we reflect on our fragile existence and how it could end at any moment. The mood of anxiety brings death to the surface for us. The physical end of our life he calls our “demise” [Ableben]. We care about our being because our “death” is always a reality for us. Therefore, anxiety and death are grounded in care. Heidegger refers to something he calls “anticipatory resoluteness” as “the being toward one’s ownmost, eminent potentiality-of-being” (325). This is Heidegger’s way of saying that in rare moments we come face-to-face with the reality that we will die. We have two choices when anxiety prompts us to see death. We can flee from it inauthentically and go back to the everyday conformity of the others in the world. Or we can become resolute and choose our possibilities knowing full well that our demise will close off all possibilities.

Our potentiality of being occurs in time. But not an ordinary concept of time. Since the ancient Greeks, time was always divided into three parts: past, present, and future. Aristotle compared time to a flowing river where each moment came at us from upstream, passed before us, to then quickly recede downstream and out of sight. This is a view in which time is an infinite series of moments. But there is another view of time that goes back to Augustine (and Plato before him). Augustine sought to reconcile the human experience of time with God’s eternal experience of time. Augustine reasoned that for God there is no past or future, but an eternal being in the now or the moment. There are theological advantages to this idea having to do with omniscience but I’m not going to get into it here.

Heidegger borrows from Augustine to expand on his idea of eternal (or primordial) temporality. Temporality has a threefold structure that maps his ontology onto the idea of eternal time: being-toward-death (future), having-been thrown into the world (past), and being-together-with (present). Heidegger calls these three structures “ecstases” (singular: ecstasy) which is a Greek word that means “to stand outside the self.”

As I mentioned in the post on care, we project ourselves forward and make goals for ourselves. We are always “ahead of ourselves” in the world. We are thrown from the past into a future with little more than a moment [Augenblick] in which to reflect and get our bearings. Ecstatic (or primordial) temporality is not ordinary time. It’s past, present, and future that is unified into actual possibility, that is, possible ways for us to be in an Augustinian eternal moment:

“Coming back to itself, from the future [zukünftig], resoluteness brings itself to the situation in making it present. Having-been arises from the future in such a way that the future that has-been (or better, is in the process of having-been) releases the present from itself. This unified phenomenon of the future that makes present in the process of having-been is what we call temporality” (326).

Heidegger concludes that temporality is the ground of our being and the meaning of care (436). The book is unfinished. Heidegger never gets to the being of being. He ends with this question: “Does time itself reveal itself as the horizon of being?” It is left for the reader to ponder.

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Being And Time: Care

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In the previous post I mentioned that we are concerned about our being. Or as Heidegger puts it “Dasein is a being which is concerned in its being about that being” (191). What does this mean? Basically, in our daily lives we take care of things. We undertake tasks. We project ourselves forward and make goals for ourselves. We are always “ahead of ourselves” as being-in-the-world and surrounded by other people and things (innerworldly beings) in the world. Being-in-the-world for Heidegger is care [Sorge] and being-together-with these other things in our world shows our concern. Care is not “an isolated attitude of the ego toward itself” (193). Rather, for Heidegger care is an “ontological condition” in which our being is free to choose authentic or inauthentic possibilities for itself. In our inauthenticity, we flee from ourselves and ignore our potentiality of being. Either way, Dasein is “a being that is concerned about its being” (193). Simply put, our being matters to us.

Heidegger was influenced by a fable that came from the Roman librarian Hyginus, through Goethe, and to a scholar named Burdach. I’ll reproduce it here in its entirety since it seems to have had quite an impact on Heidegger:

“Once when Care was crossing a river, she saw some clay; she thoughtfully took a piece and began to shape it. While she was thinking about what she had made, Jupiter came by. Care asked him to give it spirit, and this he gladly granted. But when she wanted her name to be bestowed upon it, Jupiter forbade this and demanded that it be given his name instead. While Care and Jupiter were arguing, Earth (Tellus) arose, and desired that her name be conferred upon the creature, since she had offered it part of her body. They asked Saturn to be the judge. And Saturn gave them the following decision, which seemed to be just: ‘Since you, Jupiter, have given its spirit, you should receive that spirit at death; and since you, Earth, have given its body, you shall receive its body. But since Care first shaped this creature, she shall possess it as long as it lives. And because there is a dispute among you as to its name, let it be called ‘homo,’ for it is made out of hummus (earth)” (198).

Heidegger sees an ancient truth disclosed in this fable. He thinks it shows us an interpretation of ourselves that is more than just “animal rationale” or mind-body substance dualism. Saturn was the Roman god of time. While our being-in-the-world takes its being from the earth, its meaning unfolds over time.

“The pre-ontological characterization of the essence of human being expressed in this fable thus has envisaged from the very beginning the mode of being which rules its temporal sojourn in the world” (199).

Heidegger is saying that, as long as we are being-in-the-world, the meaning of our being is care. Only at death are we released from care. Death is a topic for later sections of the book and I’m not going to get into it here. But basically, Heidegger will suggest that death is the ultimate limit, and because we know we will die, we care deeply about our brief existence. If we lived forever, then we probably wouldn’t care much about anything. Or as Wittgenstein put it in a similar context:

“This assumption [the temporal immortality of the human soul] completely fails to accomplish the purpose for which it has always been intended. Or is some riddle solved by my surviving forever? Is not this eternal life itself as much of a riddle as our present life?” (TLP, 6.4312).

After his concluding remarks about care, Heidegger moves on to a discussion of reality, the ontological tradition, and truth. Let me say a few things about Heidegger’s view of truth. There is an idea of truth, which goes back to Aristotle, in which a proposition is true if it agrees with the facts. For example, I might say to you “the sky is blue.” You look up and see a blue sky for yourself. We then both agree that since my statement corresponds to reality it is a true statement. This is known as the correspondence theory of truth. The important thing to note with the traditional view is that truth is “outside” of us, that is, it is an objective truth whether we are around to know it or not.

As previously discussed, for Heidegger there is no world outside of Dasein. There are no objective truths independent of our knowledge of them. So, he seeks to ground truth in a deeper “primordial sense” that exists alongside our disclosed being-in-the-world:

“Insofar as Dasein essentially is its disclosedness, and as disclosed, it discloses and discovers, it is essentially ‘true.’ Dasein is ‘in the truth.’ This statement has an ontological meaning” (221).

For Heidegger “all truth is relative to the being of Dasein” and belongs to our “fundamental constitution” (227). Just as he believes that, as being-in-the-world, world and Dasein are unified so that there cannot be one without the other, so too without Dasein there can be no truth. Take for example Newton’s Second Law of Motion in which the force on an object is equal to its mass times its acceleration (F = m * a). These forces have always been in effect on objects. But for Heidegger this law of motion was not true until Newton discovered (or disclosed) it. Truth then is wrapped up in judgments that we make about our world. When one day we are no more? Truth is also no more. While the traditional view holds that a statement is true whether we observe it or not, Heidegger argues that if there are no observers then there are no true statements either.

I’d like to bring us to the end of Heidegger’s preparatory analysis of Dasein. He concludes:

“We have found the fundamental constitution of the being in question, being-in-the-world, whose essential structures are centered in disclosedness. The totality of this structural whole revealed itself as care. The being of Dasein is contained in care. The analysis of this being took as its guideline existence, which was defined by way of anticipation as the essence of Dasein. The term existence formally indicates that Dasein is as an understanding potentiality-of-being which is concerned in its being about its being. I myself am in each instance the being existing in this way” (231).

Heidegger had foreshadowed this conclusion when he wrote early on that our essence lies in our existence (41). We are not an immutable soul trapped in a body for a time before being released. Rather, we are thrown into the world, and our essence (our being) evolves over our lifetime by the possible ways for us to be and the choices we make among those possibilities.

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Being And Time: Authentic Self

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In the last post, I surveyed the threefold structure of fallenness (ambiguity, curiosity, and idle talk). For Heidegger, this is the typical way in which we are in the world or as he says our “average everydayness”. We become entangled in that world and live away from ourselves to take on a “they-self” of the others.

In this post, I turn to authenticity. Here again Heidegger identifies another threefold structure. These three, that I’ll group under disclosedness, are attunementunderstanding, and discourse. They can be seen as counterparts to the threefold structure of fallenness:

Fallenness Disclosedness
Ambiguity Attunement [Befindlichkeit]
Curiosity Understanding [Verstehen]
Idle Talk Discourse/Speech [Rede]

For Heidegger, to be authentic is to act for ourselves given the possibilities of being that lie before us. This is not a psychological change in perspective. It doesn’t mean to take a good long look in the mirror. It is seeing clearly and taking action. Not action just for the sake of doing something. But action that makes a decision to choose for the self from among our own possibilities rather than picking up the easy options that the world offers us.

Heidegger thinks it is difficult to go through life and encounter those moments when we disclose our being to ourselves. Dasein, our “being there,” is usually hidden from us in plain sight. Just like with other innerworldly beings, at different times our being is both veiled and disclosed – absent and present. And as previously discussed, we are also “thrown” into the world. This primordial thrownness is prior to any rational or conscious realization that we are there. Our being is “there” and not “here” – or as Heidegger says “delivered over” to the world (135).

We do not directly experience our thrownness. Ironically, Heidegger asserts that we become most aware of it when we turn away from the world. What brings our being-there into awareness? Mood. Or rather being in a mood [Stimmung]. By “mood” Heidegger does not mean the type of ordinary mental observations such as when we say, “I’m in a good mood today.”

Mood is something deeper and serves as a sort of barometer for how we feel we are in the world. “Mood makes manifest ‘how one is and is coming along.’ In this ‘how one is’ being in a mood brings being to its ‘there'” (134).  When Heidegger uses the term “mood” he means to describe this more fundamental component of our being. We are always in a mood whether we realize it or not. When we sit up and take notice of our moods, Heidegger calls this attunement [Befindlichkeit]:

“Mood does not disclose in the mode of looking at thrownness, but as turning toward and away from it. For the most part, mood does not turn itself toward the burdensome character of Dasein manifest in it, it does this least of all in an elevated mood in which this burden is lifted. This turning away is always what it is in the mode of attunement” (135).

Moods break our equanimity. They disrupt the status quo. They stir us from the slumber of everydayness and the tranquil way in which we are a “they-self” for others. When we are attuned to a mood this attunement is a pre-conscious, ontological mode of being that “turns away” in order to see our being. “Attunement is an existential, fundamental way in which Dasein is its there” (139). At the same time, it reveals our thrownness into the world.

One very powerful mode of attunement is fear. Fear is always being afraid of something. It can be a threat like a wild animal. Or a sudden sound in the night. But there is another related mood in which there is no definable threat and yet we feel profound unsettledness when we experience it. That mood is anxiety [Angst]. When we are anxious, we do not know why we are anxious. We do not know the cause of our anxiety. Heidegger suggests “that about which anxiety is anxious is being-in-the-world itself” (187). Anxiety is a curious mood that seems to take us out of our average everydayness. We might have a vague sense of unease. Or a sudden feeling that nothing matters, or that the world seems suddenly meaningless:

“In anxiety, the things at hand in the surrounding world sink away, and so do innerworldly beings in general. The ‘world’ can offer nothing more, nor can the Dasein-with of others. Thus anxiety takes away from Dasein the possibility of understanding itself, falling prey, in terms of the ‘world’ and the public way of being interpreted” (187).

It sounds pretty bleak, but for Heidegger this is a good thing. Anxiety removes our identification with the they-self. We become momentarily individualized as the mood of anxiety separates us from being with others in the world. It’s an opportunity to pull back from the “entangled” average everydayness that keeps us busy in order to reveal to us a certain “uncanny” feeling of freedom. We are free to become. To choose for ourselves from among our possibilities of being. Anxiety has a way of showing us to ourselves without being filtered through social norms that tend to distract us.

“In anxiety there lies the possibility of a distinctive disclosure, since anxiety individualizes. This individuality fetches Dasein back from its falling prey and reveals to it authenticity and inauthenticity as possibilities of its being. The fundamental possibilities of Dasein, which are always my own, show themselves in anxiety as they are, undisguised by innerworldly beings to which Dasein, initially and for the most part, clings” (191).

I have a personal anecdote that might make this clearer. When I was young, I had a job that required a substantial commute by car. Every morning, I drove with thousands of others on a freeway that became a bumper-to-bumper crawl. It would take over an hour to get to work. And then I’d repeat the experience on the way home that night. Did I think about what was going on? Vaguely. I got irritated from time to time, but for the most part I gave it very little thought. This was just “what one does” as an adult. On one particular and routine day we all came to a halt for several minutes. I found myself looking fully to my left. The person in that car was staring straight ahead. I looked to my right and saw another doing the same. I looked in my rear-view mirror and all around me were stony-faced people sitting motionless in the driver’s seat staring straight ahead. An eerie feeling came over me. It was a moment of clarity, or as Heidegger would say, it was a disclosure showing me in my thrownness that for which I felt anxiety. What am I doing? Is this all there is?

The mood of anxiety calls us back to ourselves. But it doesn’t have anything to say. It is little more than a brief uncanny interruption that alerts us to the fact that something is not quite right. Like it wants us to stop what we’re doing and take a look. Take a look at what? At the crossroads where the authentic and inauthentic possibilities of our being present themselves.

The second part of authentic existence is what Heidegger calls understanding [Verstehen]. It’s common in ordinary language for us to say things like “I get what you’re saying” or “I understand what it is you need me to do.” But this is Heidegger so of course ordinary uses of the word “understanding” is not what he means here. Just like with other technical terms, understanding is an ontological or existential part of Dasein’s being.

Where mood and attunement are the interruption of a routinized existence, understanding is the realization of our potentiality of being. At every moment we can choose a different way to be. Our understanding then is “being possible,” which is to say, out of the possibilities and choices that are always in front of us we consciously pick one over the others. Through our understanding we are “the possibility of being free for [our] ownmost potentiality of being” (144). As possibilities are chosen, we disclose to ourselves our being. Your mother likely told you at some point “you are what you eat.” Ontologically speaking, you are what you choose. When anxiety calls, will we choose authentically for ourselves? Or is anxiety so uncomfortable, and the burden of our existence so heavy, that we instead flee back to the welcome embrace of the others?

Needless to say, Heidegger’s not talking about choosing between vanilla or chocolate. He means projecting yourself into a self for the sake of which you want to be in the world:

“[Dasein] is existentially that which is not yet in its potentiality of being, understanding, and its character of project, only because it is what it becomes or does not become, can it say understandingly to itself: ‘become what you are!” (145).

In the margins of his copy of the book, Heidegger later made this enigmatic comment: “But who are ‘you’? The one who let’s go – and becomes.”

Remember that first premise I quoted at the beginning? “The essence of Dasein lies in its existence” (42). This has all been a deep dive into the structures of our being to explain that premise. Simply put, Heidegger is saying that who we are – our being – is not spirit, soul, or consciousness. It is not something immutable that remains fixed throughout life. We are not doomed by Fate to propel toward a preordained outcome. Instead, who we are is a recognition of the potentiality of our being, the possibilities that we choose, and the sum total of those choices.

Heidegger believes that in our everyday lives we are entangled in the world in such a way that for the most part we fail to see or choose our possibilities. We close ourselves off from authenticity. But at the same time, we are concerned about how things are going and how we are doing in the world. We are invested (absorbed) in the various careers, projects and tasks that we undertake. In short, we care. And not just about our thrown being but especially about the potentiality of our being and what we can do with the time we have.

Dasein “projects its being upon [and toward] possibilities” (148). But this movement on our part is not serendipity or some kind of amble down a path in random directions. In our understanding we interpret our potentiality and being is disclosed to us as something meaningful. “All interpretation is grounded in understanding” (154).

Heidegger then walks through a dense thicket of some derivative grammatical structures: interpretation, statements, communication, the Greek idea of λόγος (logos) and language [Sprache]. Finally, he concludes that “the existential-ontological foundation of language is discourse [Rede]” (160).

Discourse is the third leg of the stool for authentic being. It exists alongside (or in Heidegger’s technical term “equiprimordially”) with attunement and understanding. Unlike the meaninglessness of idle talk, discourse makes intelligible and articulates what is known in the interpretation given by understanding. I found this section very pedantic unfortunately. It’s even more obscure than earlier sections if that can be believed. The bottom line is Heidegger is looking for a way to ground meaningful discourse in our ontological being rather than in ordinary language, higher order logic, or reason. It is a pattern with Heidegger throughout the book. There is always something primordial, something ontological, something deep, that lies beneath and grounds what is seen on the surface.

Heidegger calls the threefold of attunement, understanding, and discourse the “being of disclosedness” (180) and this is contrasted with the threefold of fallenness: idle talk, curiosity, and ambiguity. For Heidegger, only when we turn away from the they-self and disclose ourselves to ourselves can we be authentic. In his unique jargon, that only a philosopher could love, Heidegger summarizes the existential analytic thusly:

“On the basis of the attunement essentially belonging to it, Dasein has a mode of being in which it is brought before itself and it is disclosed to itself in its thrownness. But thrownness is the mode of being of a being which always is itself its possibilities in such a way that it understands itself in them and in terms of them (projects itself upon them). Being-in-the-world, to which being together with things at hand belongs just as primordially as being-with others, is always for the sake of itself…. The average everydayness of Dasein can thus be determined as entangled-disclosed, thrown-projecting being-in-the-world, which is concerned with its ownmost potentially in its being together with the ‘world’ and in being-with with others” (181).

Let me try to unpack the jargon here. We are always in a mood. The mood of anxiety is important because we are attuned to it. If we listen, if we set aside our routinized existence, attunement calls attention to our anxiety. Our understanding then provides the means by which we can see ourselves as a mode of being that is its possibilities. We are concerned about our being. We care about those possibilities that lie before us. Discourse is a way for us to articulate that understanding in order to act on our possibilities for the sake of which we become who we are. This is us choosing authentically for our true self.

The alternative approach is for us to succumb to anxiety. It makes us deeply uncomfortable, and we want to push it away. Heidegger says our being becomes a “burden” for us. We flee from it and back into the they-self that others offer to us. We don’t have to make difficult choices because the world provides templates for living that are easy to pick up and adopt as our own. This is us choosing inauthentically.

We now take another turn on the hermeneutic circle. Heidegger will conclude that our being is care. I’ll take that up in the next post.

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Being And Time: Average Everydayness

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Heidegger uses the word Verfallen to describe our regular everyday way of being as a they-self in the world with others. Variously translated as fallenness, falling prey, or entanglement, it does not represent a fall “from a purer and higher” way of being. Nor does he mean that our fallenness is something like original sin or a fall from grace. Fallenness is just a regular habit pattern in our average everyday lives in which we ignore our own potential for being and have “fallen” into the world of others. We do what they do. We choose what they choose. Heidegger doesn’t want to say entanglement is good or bad. However, in my own reading it seems pretty clear that entanglement is inauthentic (that is, bad). It’s even tempting to say it’s a secular version of a fall from grace.

Heidegger identifies a threefold structure of fallenness: idle talk, curiosity, and ambiguity. When Heidegger refers to a “threefold structure” or sometimes “constitutive components” or “categories that exist equiprimordially” what he means is that they are essential parts of the whole phenomenon. A threefold is like a stool with three legs. You cannot remove one leg. The legs are “constitutive components” and without all three you cannot have a stool.

Idle talk is a type of discourse (or language) and a part of our understanding and interpretation of the world. But it’s disconnected from the subjects of language and instead engages in casual fluffery. Idle talk is “groundless” and superficial. Heidegger writes, “what is spoken about as such spreads in wider circles and takes on an authoritative character. Things are so because one says so” (168). The strange aspect of idle talk is that in the telling it takes on a life of its own and “closes off” the original source that inspired the gossip in the first place. Heidegger distinguishes “genuine understanding” from this shallower “average understanding” that is the primary way we talk with others. Idle talk shapes our everyday being and “determines what and how one ‘sees'” (170). In other words, we take on a convenient public understanding of others [das Man] rather than come to our own deeper conclusions about the matter.

Curiosity is “a peculiar way of letting the world be encountered in perception” (170). That sounds like a good thing, right? Not in the way Heidegger means it. Curiosity is our puerile everydayness in seeking spectacle, entertainment, or “the pleasure of the eyes” without going deeper into genuine understanding. We perceive without really seeing:

“[Curiosity] takes care to see not in order to understand what it sees… but only in order to see. It seeks novelty only to leap from it again to another novelty” (172).

Suppose I point my telescope to an object in the night sky. I gesture to the eyepiece and invite you to take a look. You take a quick peek, say “wow!” and then ask me to show you some other objects. But then after a few more you get bored and find that your mind wanders to something else. This is what Heidegger means by curiosity. Curiosity levels everything down to mere amusement. Nothing really goes very deep. We are entertained but miss out on deeper truths and real understanding.

For example, you might have asked me what it was you were seeing. I might say it was the Andromeda Galaxy. You ask more questions. I realize I don’t know the answer. We find ourselves looking it up online or in a reference book. Soon we discover that the Andromeda Galaxy contains about a trillion stars, is 152,000 light years across, and that in a few billion years it will collide spectacularly with our own Milky Way Galaxy.

The third part of entanglement is ambiguity. “When, in everyday being with one another, we encounter things that are accessible to everybody and about which everyone can say everything, we can soon no longer decide what is disclosed in genuine understanding and what is not” (173). Ambiguity is the failure to distinguish between genuine understanding and idle talk. Gossip, rumors, hearsay, titillating stories, or social media conspiracy theories all become mixed and mingled with factual news or evidence-based conclusions. Dasein is usually embedded in its public being with others in such a way that it risks losing itself in ambiguity:

“The loudest idle talk and the most inventive curiosity keep the ‘business’ going, where everything happens in an everyday way, and basically nothing happens at all. Ambiguity is always tossing to curiosity what it seeks, and it gives to idle talk the illusion of having everything decided in it” (174).

Heidegger stresses that these aspects of entanglement are “implied in being-with-one-another, as thrown being-with-one-another in a world” (175). In other words, for us they are like water to a school of fish: pervasive, normative, and wholly unnoticed. Our entanglement interconnects us with other beings in the world at such a deep level that the phenomena remain largely hidden. If you were to bring it up with someone in polite company, they would likely give you a blank stare or maybe a confused “what are you talking about?”

The collective purpose of idle talk, curiosity and ambiguity is to provide the illusion of a “genuine ‘lively life'” without actually being challenged (173). Someone else has already made the hard decisions. And yet no one has decided anything. Heidegger says we are reassured by the illusion that others are in charge. We don’t have to worry about anything. This reassurance tranquilizes us and serves to increase our entanglement in the world of others. We lose ourselves in them. Their values become our values. We did not choose them.

Entanglement keeps us in a vicious circle with respect to our average everydayness. In rare moments we try to go back to our genuine understanding in order to find the self in its possibilities. But possibilities are never truly present, they are always in the future as a potential way of being. To press ahead we must first find ourselves in order to make choices. That takes effort. It’s much easier to pick up the “busyness” that the world offers. We find ourselves “surrendered to thrownness” [Geworfenheit] and thus “always already gone astray” such that we fail to recognize the self (144). Yet the self is a burden which calls us back to it when we go astray — more on that later. So, we go back to our understanding and again seek to revisit the self in its possibilities. Did you notice past and future tense here? This temporality will be the focus of the second division of the book.

Why do we bother to seek ourselves in our possibilities? In short, we are concerned about the choices we make. We care about the person we become. We didn’t ask to be born but here we are, thrown into the world with no roadmap and no clue. Our thrownness is our being-in-the-world. And when we occasionally turn away from our entangled being-in-the-world, we disclose to ourselves the possibilities of our being and what we can become. Will we choose for ourselves? Or will we flee from the self and fall prey to the world of others? This is the focus of authentic self in the next section.

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Being And Time: The Others

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So where are we thus far? Heidegger has said that my essence lies in my existence – that is, who I am is determined by the actions I take given the possibilities that lie before me. I’m surrounded by people, hammers, doors, and thousands of other innerworldly beings in the world. My world is a holistic context of purposes and meanings that shapes me as much as I shape it.

This has all been a way of saying that by being-in the world we are also being-with [Mitsein] other innerworldly beings. We are invested deeply (or absorbed) in our surrounding world: careers, families, sports, projects, tasks, hobbies, amusements, and a thousand other things that keep us busy or distracted. As a result, Heidegger believes we have a tendency to live away from ourselves and get caught up in the world:

“The nearest and elemental way of Dasein encountering the world goes so far that even one’s own Dasein initially becomes ‘discoverable’ by looking away from its ‘experiences’ and the ‘center of its actions,’ or by not yet ‘seeing’ them at all. Dasein initially finds ‘itself’ in what it does, needs, expects, has charge of, in the things at hand which it initially takes care of in the surrounding world” (119).

In other words, we identify with a self formed only in relation to the things we do in the surrounding world. We are so absorbed in the world, our “being there,” that the only way we can discover (or know) our existence is by setting aside or pausing the myriad tasks and projects we undertake in the world. A good example of this “setting aside” is the role that meditation plays in Buddhism.

Heidegger thinks it is rare that we “come up for air,” so to speak, and look away from our average public self. This is what he’s getting at in section 27 when he drops this bomb:

“Dasein stands in subservience to others. It itself is not; the others have taken its being away from it. The everyday possibilities of being of Dasein are at the disposal of the whims of others. These others are not definite others. On the contrary, any other can represent them. What is decisive is only the inconspicuous domination by others that Dasein as being-with has already taken over unawares. One belongs to the others oneself, and entrenches their power. ‘The others,’ whom one designates as such in order to cover over one’s own essential belonging to them, are those who are there initially and for the most part in everyday being-with-one-another. The who is not this one and not that one, not oneself, not some, and not the sum of them all. The ‘who’ is the neuter, the they [das Man]” (126).

“The they” is an unfortunate translation of das Man. But honestly, from what I’ve read in the secondary literature there is no good way to express Heidegger’s use of das Man into English, so I’ll pick “the others” or just “others” because it works better for me than the awkward “the they.”

Who are the others? Everyone and no one. They are the surrounding culture, the crowd, peer pressure, norms, traditions, spoken and unspoken expectations, or as Heidegger says, “the public ‘surrounding world'” (126). Heidegger asserts that we feel overwhelmed by the pressure of choosing our being. An easy way out is to pick up the norms that the others offer as a template for living. For example, every woman has been told, implicitly or explicitly, that she should have children in her twenties because that’s just what one does. Or a man is told to hide his emotions because that is what is expected of him. Who is doing the telling here? Maybe a parent. More likely, it’s just something in the air. Of course, Heidegger is not saying people shouldn’t be parents in their twenties. What he’s saying is that it should be an authentic decision. When we succumb to possible ways of being that are not of our own choosing, this veils our own authentic being and leads to another way of being that is inauthentic:

“This being-with-one-another dissolves one’s own Dasein completely into the kind of being of ‘the others’ in such a way that the others, as distinguishable and explicit, disappear more and more. In this inconspicuousness and unascertainability, the they unfolds its true dictatorship. We enjoy ourselves and have fun the way they enjoy themselves. We read, see, and judge literature and art the way they see and judge. But we also withdraw from the ‘great mass’ the way they withdraw, we find ‘shocking’ what they find shocking. The they, which is nothing definite and which all are, though not as a sum, prescribes the kind of being of everydayness” (127).

Heidegger calls this state of being, in which we are dissolved into their world, the “they-self.” Here we lose ourselves and take on values and ways of being that are inauthentic because we did not choose them. This “losing ourselves” is what Heidegger calls fallenness or entanglement [Verfallen]. I’ll go deeper into that in the next post.

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